Senior Compliance Officer

Banking and Financial


RecruitGibraltar is helping one our clients who is one of Europe's leading private banks; they have a strong market share and play a dominant role in the investment arena. Their long established and highly respected brand provide excellent opportunities for highly driven candidates, giving rapid career progression to exceptional employees.

What is the plan for the Senior Compliance Officer role?

To assist and support the Head Legal & Compliance in providing a robust and effective control framework.

What will you do as a Senior Compliance Officer?

Provide ad-hoc regulatory advisory to stakeholders in the private banking business
Perform customer due diligence checks on new and existing clients as per local regulations and in accordance with global AML standards
Assist senior management in the performance of regulatory breach assessment for incidents occurring in Private Banking Business
Carry out complaint investigation
Provide periodic updates / report to senior management
Control and execution of compliance monitoring plans such as Suitability / appropriateness and cross border travel.
Review of existing control requirements and procedures and proactive help in implementing controls and processes, or enhancing their consistency as necessary
Responsibility for quality assurance, risk assessment and escalation of risks in relation to monitoring and controls
Provision of support to any additional compliance topics and projects.

What do you know that makes you a great Senior Compliance Officer?

Previous experience in a senior compliance role ideally with experience of Gibraltar regulations
Previous staff management experience
Used to operating a senior level and assuming this level of responsibility
Familiarity with AML regulations within international financial markets
Strong analytical skills and the ability to multi-task (manage several issues, setting priorities)
Strong communication skills

Salary 50k - 70k based on experience with bonus & an excellent relocation and benefits package.

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