Banking and Financial
RecruitGibraltar are currently helping our client who is a very well established and successful financial services provider who has a great opportunity for a Compliance Executive. The company is progressive and ambitious, has a policy of promoting from within and has a dedication to professional training and progression.
What will you do as a What will you do as a Compliance Assistant?
Ensuring compliance with GFSC rules GDPR and Money Laundering Regulations
Overseeing the monitoring of regulatory developments, which include assessing and ensuring appropriate controls are put in place for changes that impact the firm
Ensuring the adequacy of the firm's money laundering and terrorism financing systems and controls via regulatory monitoring reviews
Assisting in the execution of the firmís Annual Compliance Monitoring Programme
Completing compliance monitoring reports which present findings and include
suggestions for relevant remedial actions, in a clear, accurate and consistent manner
Escalating risks and issues to the Gibraltar Head of Risk & Compliance and / or the Group Head of Enterprise Risk
Assisting in ensuring that regulatory returns are submitted within set deadlines
Reports include annual Statement of Compliance and Financial Crime Returns
What do you know that makes you a great Compliance Assistant?
Previous experience in compliance ideally within financial services
Demonstrable experience in compliance monitoring
Strong communication, report writing and presentational skills
Ability to produce timely and accurate reports delivering key issues and messages with minimal managerial input
Ability to take ownership and responsibility for timeliness and quality of delivery of monitoring reports
Ability to summarise regulatory change in a format that is understandable to its audience.
Salary £25k - £30k based on experience with bonus & an excellent relocation and benefits package.